The SEC adopted Rule 13f-2 and the corresponding Form SHO that requires institutional investment managers (“Managers”) to report certain short position and short activity data for equity securities on ...

What Is Equity-Linked Security (ELKS)? Equity-Linked Securities (ELKS) are hybrid financial instruments that combine features of both debt and equity securities. These securities offer investors the ...

tZERO Group Inc., a firm focused on technology solutions for capital markets, is pleased to confirm that the “full” tokenization of its Series-A Preferred Equity Security (TZROP) will occur on March ...

tZERO Group Inc., a technology solutions provider for capital markets, announces that the full tokenization of its Series-A Preferred Equity Security (TZROP) is complete and, at the time TZROP was ...

There are two aspects of rollover equity that need particular attention from the seller(s). The first is the structure of the commercial terms comprising the rollover equity. As a technical matter, ...

This article was written by Kate Lee, Global Head of Enterprise Regulatory Data Solutions, and Thomas Labbe, Global Regulatory Product Manager, Ellena Lee, Global Regulatory Product Manager Short ...