For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...
Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...
As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...
The SEC could unveil the final versions of dozens of its rules as early as April, according to the White House Office of Management and Budget. The potential final rules include those restricting ...
The proposal previously aimed to expand the definition to cover "communication protocols," SEC Acting Chairman Mark Uyeda disclosed in remarks at the International Bankers Association's Washington ...
Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...
The Financial Services Institute has asked the SEC to adopt formal rules that "ensure fairness, transparency and predictability in its enforcement practices." The request came in a letter sent by FSI ...
The US Securities and Exchange Commission’s sole Democratic Commissioner has said the agency is “playing a game of regulatory Jenga” with its approach to the crypto industry and market regulation ...
For the first time, crypto and digital assets played a meaningful role in a US election. The crypto community favored President Trump in the 2024 election because he promised crypto-friendly reforms ...
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SEC announces sweeping overhaul of regulations and disclosure requirements: 'A new day'
The United States Securities and Exchange Commission has recently unveiled a new rulemaking agenda that is meant to overhaul cryptocurrency regulations and reduce the ...
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