Thinking about diving into the world of securities? A Series 63 license can open doors to a rewarding career where you’ll help clients invest confidently and ethically. But there’s a catch—getting ...

Learn about the Series 63 exam failure rates, the retake policies, and strategies to improve your chances of passing and ...

Understanding the world of securities licenses can be overwhelming, especially when you’re trying to determine which license suits your career path in the financial services industry. If you’re ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

Planning to take the Series 63 exam? You’re in good company. This isn’t the toughest securities exam out there, but it’s definitely not one to wing. The tricky part isn’t the math; it’s the wording, ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

License requirements to work as a financial advisor vary widely. Generally, depending on your practice, you will most likely need to take either the Series 6 or Series 7 exams as well as the Series 63 ...

📘 What Is the Series 63 Exam? The Series 63, officially called the Uniform Securities Agent State Law Exam, is a license required in most U.S. states if you want to be a securities agent and sell ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

There are many things that a person who plans to enter the industry as an investment professional must consider. They must take certain qualification examinations and, more importantly, they must pass ...

Registered Administrative Assistant Christine Williams of the Georgetown Capital Group has earned both Series 6 and Series 63 Licenses. The Series 6 entitles her to register as a limited ...